DFX Intelligence
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Reading the graph
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Advisor at V••••• I••••••••• A•••••••• L••
NEWTOWN SQUARE, PA | HARTFORD, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V••••• I••••••••• A•••••••• L•• | Asset manager | Jan 10, 2020 | n/a | yes | HARTFORD, CT|NEWTOWN SQUARE, PA | Current employment |
| P••••••• A••••••• L•• | Asset manager | Jul 8, 2015 | Dec 9, 2019 | no | BETHESDA, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P••••••• A••••••• L•• | V••••• I••••••••• A•••••••• L•• | Dec 9, 2019 | Jan 10, 2020 | 32 | Firm change | Other |
| N••••••• T•••• S••••••••• I•• | P••••••• A••••••• L•• | Dec 31, 2009 | Jul 8, 2015 |
| N••••••• T•••• S••••••••• I•• | Bd affiliated wealth | Sep 25, 2006 | Dec 31, 2009 | no | WEST CHESTER, PA|CHICAGO, IL|COLLEGEVILLE, PA|WEST PALM BEACH, FL|WAYNE, PA | Previous registration |
| B•••••• C•••••• I•• | Former SEC adviser | Jun 17, 2005 | Aug 17, 2006 | no | BERWYN, PA|BERWYN, PA | Previous registration |
| 2,015 |
| Firm change after gap |
| Other |
| B•••••• C•••••• I•• | N••••••• T•••• S••••••••• I•• | Aug 17, 2006 | Sep 25, 2006 | 39 | Firm change | Other |