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Advisor at MOORS & CABOT, INC
Maitland, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MOORS & CABOT, INC | Bd affiliated wealth | Mar 8, 2017 | n/a | yes | Maitland, FL | Current employment |
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Aug 18, 2016 | Oct 19, 2016 | no | WINTER PARK, FL | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Jun 28, 2005 | Oct 19, 2016 | no | WINTER PARK, FL|ORLANDO, FL|ORLANDO, FL|WINTER PARK, FL|ORLANDO, FL|HANOVER, VA | Previous registration |
| TRUIST SECURITIES, INC. | n/a | Jun 1, 2005 | Jul 15, 2005 | no | ORLANDO, FL | Previous registration |
| LEGG MASON WOOD WALKER, INCORPORATED | n/a | Jul 21, 2000 | Dec 3, 2003 | no | ORLANDO, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SUNTRUST INVESTMENT SERVICES, INC. | TRUIST ADVISORY SERVICES, INC. | Oct 19, 2016 | Aug 18, 2016 | -62 | Firm change after gap | Other |
| TRUIST ADVISORY SERVICES, INC. | MOORS & CABOT, INC | Oct 19, 2016 | Mar 8, 2017 | 140 | Firm change | Other |
| TRUIST SECURITIES, INC. | SUNTRUST INVESTMENT SERVICES, INC. | Jul 15, 2005 | Jun 28, 2005 | -17 | Firm change | Other |
| LEGG MASON WOOD WALKER, INCORPORATED | TRUIST SECURITIES, INC. | Dec 3, 2003 | Jun 1, 2005 | 546 | Firm change after gap | Other |