DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••••• L••••• D••••

M•••• • C••••• I••BD affiliatedMaitland, Fldual registrantIAPD 1514033

Feed of 09/14/2026

Also filed as Chip D••••

At current firm

9 y

since Mar 8, 2017

In the industry

41 y

since Sep 3, 1985 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••• • C••••• I•• BD affiliated current
since Mar 8, 2017 · Maitland, Fl
T••••• A••••••• S•••••••• I••• BD affiliated
Aug 18, 2016 to Oct 19, 2016 · Winter Park, Fl
S••••••• I••••••••• S•••••••• I••• former
Jun 28, 2005 to Oct 19, 2016 · Winter Park, Fl
T••••• S••••••••• I••• unclassified
Jun 1, 2005 to Jul 15, 2005 · Orlando, Fl
L••• M•••• W••• W•••••• I••••••••• unclassified
Jul 21, 2000 to Dec 3, 2003 · Orlando, Fl

Moves

a registration end followed by a registration begin elsewhere

S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••
left Oct 19, 2016, registered Aug 18, 2016 (-62 days) · Other
T••••• A••••••• S•••••••• I••• to M•••• • C••••• I••
left Oct 19, 2016, registered Mar 8, 2017 (140 days) · Other
T••••• S••••••••• I••• to S••••••• I••••••••• S•••••••• I•••
left Jul 15, 2005, registered Jun 28, 2005 (-17 days) · Other
L••• M•••• W••• W•••••• I••••••••• to T••••• S••••••••• I•••
left Dec 3, 2003, registered Jun 1, 2005 (546 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 41derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address