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A••••• M•••••• W•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)23 years in industry

A••••• M•••••• W•••••••••

Advisor at P•••••••• A•••• M•••••••••

Des Moines, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d307ca6f-084d-4c02-13b9-de6c5d83a41a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 25, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• A•••• M•••••••••
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 24, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• A•••• M•••••••••	Other adviser	May 31, 2018	n/a	yes	Des Moines, IA	Current employment
P•••••••• S••••••••• I•••	Bd affiliated wealth	Feb 27, 2015	May 9, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• S••••••••• I•••	P•••••••• A•••• M•••••••••	May 9, 2018	May 31, 2018	22	Firm change	Other
I••••••••• A••••••• C•••	P•••••••• S••••••••• I•••	Feb 4, 2015

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
1137:109002:IA:2018-05-02	May 9, 2018	May 31, 2018	DES MOINES, IA	Firm change

Relationships

Registered with (4)

→ P•••••••• A•••• M•••••••••Registered adviserregistration: current employment
May 31, 2018 to presentfactForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Feb 27, 2015 to May 9, 2018factForm ADV
→ I••••••••• A••••••• C•••Registered adviserregistration: previous registration
Mar 9, 2012 to Feb 4, 2015factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d307ca6f-084d-4c02-13b9-de6c5d83a41a
First observed: Oct 25, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.