RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• M•••••• W•••••••••
- P•••••••• A•••• M••••••••• other currentsince May 31, 2018 · Des Moines, Ia
- P•••••••• S••••••••• I••• BD affiliatedFeb 27, 2015 to May 9, 2018 · Des Moines, Ia
- I••••••••• A••••••• C••• formerMar 9, 2012 to Feb 4, 2015 · West Des Moines, Ia
- I••••••••• A••••••• C••• formerNov 1, 2005 to Sep 9, 2011 · West Des Moines, Ia
- A••••••••• F•••••••• S•••••••• L•• national BDOct 25, 2002 to Apr 1, 2005 · Omaha, Ne
- P•••••••• S••••••••• I••• to P•••••••• A•••• M•••••••••left May 9, 2018, registered May 31, 2018 (22 days) · Other · moved with a team
- I••••••••• A••••••• C••• to P•••••••• S••••••••• I•••left Feb 4, 2015, registered Feb 27, 2015 (23 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to I••••••••• A••••••• C•••left Apr 1, 2005, registered Nov 1, 2005 (214 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address