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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant13 years in industry

Zachary Wyatt Brody

Advisor at LUMIERE FINANCIAL

NEW YORK, NY | JERSEY CITY, NJ

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Search this name across graphsid dfx:ria:d34bfb14-01b3-2546-469b-678f2b691a8b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 18, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LUMIERE FINANCIAL
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 4
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S66
First exam: Oct 1, 2012
First registration: Jan 18, 2013
Dual registered: no
Other names: ZACH BRODY|ZACHARY BRODY|ZACHARY Wyatt BRODY
IAPD individual key: 6108594

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LUMIERE FINANCIAL	Independent wealth	May 6, 2022	n/a	yes	NEW YORK, NY\|JERSEY CITY, NJ	Current employment
AMERITAS ADVISORY SERVICES, LLC	Bd affiliated wealth	Nov 1, 2021	May 20, 2022	no	New York, NY	Previous registration
AMERITAS ADVISORY SERVICES	Former SEC adviser	May 15, 2021	Nov 1, 2021	no	Freeport, NY\|New York, NY\|New York, NY	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Jul 31, 2020	Apr 16, 2021	no	MELVILLE, NY	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	May 9, 2016	Jul 16, 2020	no	WHITE PLAINS, NY\|NEW YORK, NY	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 8, 2014	Apr 22, 2016	no	SHELTON, CT	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jan 18, 2013	Aug 30, 2013	no	MADISON, CT\|STAMFORD, CT\|SHELTON, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERITAS ADVISORY SERVICES, LLC	LUMIERE FINANCIAL	May 20, 2022	May 6, 2022	-14	Firm change	Ibd to new firm
AMERITAS ADVISORY SERVICES	AMERITAS ADVISORY SERVICES, LLC	Nov 1, 2021	Nov 1, 2021	0	Bulk transfer	Ibd to ibd
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	AMERITAS ADVISORY SERVICES	Apr 16, 2021	May 15, 2021	29	Firm change	Other
PRUCO SECURITIES, LLC	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Jul 16, 2020	Jul 31, 2020	15	Firm change	Other
MSI FINANCIAL SERVICES, INC.	PRUCO SECURITIES, LLC	Apr 22, 2016	May 9, 2016	17	Firm change	Other
EQUITABLE ADVISORS, LLC	MSI FINANCIAL SERVICES, INC.	Aug 30, 2013	Jan 8, 2014	131	Firm change	Other

Relationships

Registered with (7)

→ LUMIERE FINANCIALRegistered adviserregistration: current employment
May 6, 2022 to presentfactForm ADV
→ AMERITAS ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Nov 1, 2021 to May 20, 2022factForm ADV
→ AMERITAS ADVISORY SERVICESRegistered adviserregistration: previous registration
May 15, 2021 to Nov 1, 2021factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Jul 31, 2020 to Apr 16, 2021factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
May 9, 2016 to Jul 16, 2020factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 8, 2014 to Apr 22, 2016factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 18, 2013 to Aug 30, 2013factForm ADV

Dated events

Occurred
May 20, 2022
Advisor changed firm
Zachary Wyatt Brody left Ameritas Advisory Services, Llc for Lumiere Financial (registered 2022-05-06)
Form ADVobserved 6 days ago