P••• A•••• D•••

Advisor at O••••••• A••••••• S••••••• L••

Hampden, ME

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d36451b9-4085-b5d7-8980-b182f606741f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 7, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••• A••••••• S••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••• A••••••• S••••••• L••	Independent wealth	May 16, 2025	n/a	yes	Hampden, ME	Current employment
O••••••• A••••••• S••••••• L••	Independent wealth	Oct 23, 2019	Dec 31, 2020	no	Hampden, ME	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••• C•••••• M••••••••• L••	O••••••• A••••••• S••••••• L••	Jun 10, 2019	Oct 23, 2019	135	Firm change	RIA to new firm
C•••••• A••••••• S•••••••• L••	V••••• C•••••• M••••••••• L••	Aug 16, 2018	Mar 15, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
167816:301764:TN:2019-06-03	Jun 10, 2019	Oct 23, 2019	BRENTWOOD, TN	Firm change

Relationships

Registered with (4)

→ O••••••• A••••••• S••••••• L••Registered adviserregistration: previous registration
Oct 23, 2019 to Dec 31, 2020factForm ADV
→ V••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 15, 2018 to Jun 10, 2019factForm ADV
→ C•••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 23, 2015 to Aug 16, 2018factForm ADV
→ T••••••••• F•••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d36451b9-4085-b5d7-8980-b182f606741f
First observed: Mar 7, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.