DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

LACEY E BUTEYN

Advisor at KINGSWOOD WEALTH ADVISORS, LLC

Plano, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d383d1b3-125f-873c-8fb2-7e7be3f6b34d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 5, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KINGSWOOD WEALTH ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 4, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 6
Exams: S66
First exam: Sep 4, 2001
First registration: Sep 5, 2001
Dual registered: yes, broker-dealer
Other names: LACEY ELIZABETH DEPUE
IAPD individual key: 4420482

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KINGSWOOD WEALTH ADVISORS, LLC	Bd affiliated wealth	Jan 2, 2024	n/a	yes	Plano, TX	Current employment
LEVEL FOUR ADVISORY SERVICES	Bd affiliated wealth	Mar 26, 2014	Nov 14, 2023	no	FRISCO, TX\|DALLAS, TX\|DALLAS, TX	Previous registration
LIFESTYLE PLANNING SOLUTIONS, LLC	Former SEC adviser	Aug 21, 2013	Oct 8, 2014	no	FRISCO, TX\|PLANO, TX	Previous registration
STRATOS WEALTH PARTNERS, LTD	Bd affiliated wealth	May 17, 2013	Jun 10, 2014	no	FRISCO, TX\|FRISCO, TX\|PLANO, TX	Previous registration
WFG ADVISORS, LP	Former SEC adviser	Aug 10, 2011	May 16, 2013	no	PLANO, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 5, 2001	Mar 10, 2011	no	PLANO, TX\|FRISCO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LEVEL FOUR ADVISORY SERVICES	KINGSWOOD WEALTH ADVISORS, LLC	Nov 14, 2023	Jan 2, 2024	49	Firm change	Ibd to ibd
LIFESTYLE PLANNING SOLUTIONS, LLC	LEVEL FOUR ADVISORY SERVICES	Oct 8, 2014	Mar 26, 2014	-196	Firm change after gap	Other
STRATOS WEALTH PARTNERS, LTD	LIFESTYLE PLANNING SOLUTIONS, LLC	Jun 10, 2014	Aug 21, 2013	-293	Firm change after gap	Other
WFG ADVISORS, LP	STRATOS WEALTH PARTNERS, LTD	May 16, 2013	May 17, 2013	1	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WFG ADVISORS, LP	Mar 10, 2011	Aug 10, 2011	153	Firm change	Other

Relationships

Registered with (6)

→ KINGSWOOD WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Jan 2, 2024 to presentfactForm ADV
→ LEVEL FOUR ADVISORY SERVICESRegistered adviserregistration: previous registration
Mar 26, 2014 to Nov 14, 2023factForm ADV
→ LIFESTYLE PLANNING SOLUTIONS, LLCRegistered adviserregistration: previous registration
Aug 21, 2013 to Oct 8, 2014factForm ADV
→ STRATOS WEALTH PARTNERS, LTDRegistered adviserregistration: previous registration
May 17, 2013 to Jun 10, 2014factForm ADV
→ WFG ADVISORS, LPRegistered adviserregistration: previous registration
Aug 10, 2011 to May 16, 2013factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 5, 2001 to Mar 10, 2011factForm ADV

Dated events

Occurred
Nov 14, 2023
Advisor changed firm
Lacey E Buteyn left Level Four Advisory Services for Kingswood Wealth Advisors, Llc (registered 2024-01-02)
Form ADVobserved 5 days ago