DFX Intelligence

E••• P•••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

E••• P•••• R•••••••

Advisor at V••••••••• A••••••• S•••••••

Westport, CT, CT | WOODBURY, NY

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Search this name across graphsid dfx:ria:d394ad03-a318-7b39-d35d-297a1a88ce25

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 29, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••••••• A••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 21, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••••••• A••••••• S•••••••	Bd affiliated wealth	Apr 21, 2021	n/a	yes	WOODBURY, NY\|Westport, CT, CT	Current employment
W••••••• C•••••• M••••••• L••	Former SEC adviser	Feb 7, 2017	Jun 9, 2021	no	W•••••••, CT\|W•••••••, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• C•••••• M••••••• L••	V••••••••• A••••••• S•••••••	Jun 9, 2021	Apr 21, 2021	-49	Firm change after gap	RIA to ibd
S••••• C•••••• G••••• I•••	W••••••• C•••••• M••••••• L••	Feb 10, 2017	Feb 7, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
41562:116537:CT:2021-06-09	Jun 9, 2021	Apr 21, 2021	W•••••••, CT	Firm change after gap

Relationships

Registered with (5)

→ V••••••••• A••••••• S•••••••Registered adviserregistration: current employment
Apr 21, 2021 to presentfactForm ADV
→ W••••••• C•••••• M••••••• L••Registered adviserregistration: previous registration
Feb 7, 2017 to Jun 9, 2021factForm ADV
→ S••••• C•••••• G••••• I•••Registered adviserregistration: previous registration
Feb 17, 2009 to Feb 10, 2017factForm ADV
→ J••••• M••••••••• S•••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d394ad03-a318-7b39-d35d-297a1a88ce25
First observed: Jan 29, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.