DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Eric Peter Rabaskas
Feed of 09/15/2026
At current firm
5 y
since Apr 21, 2021
In the industry
39 y
since Aug 21, 1987 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Vanderbilt Advisory Services BD affiliated currentsince Apr 21, 2021 · Woodbury, Ny
- Westport Capital Markets, LLC formerFeb 7, 2017 to Jun 9, 2021 · Westport, Ct
- Source Capital Group, Inc. formerFeb 17, 2009 to Feb 10, 2017 · Westport, Ct
- Janney Montgomery Scott LLC BD affiliatedMay 17, 2005 to Feb 26, 2009 · Darien, Ct
- Ryan Beck & Co. unclassifiedJan 29, 2003 to May 17, 2005 · Westport, Ct
Moves
a registration end followed by a registration begin elsewhere
- Westport Capital Markets, LLC to Vanderbilt Advisory Servicesleft Jun 9, 2021, registered Apr 21, 2021 (-49 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Source Capital Group, Inc. to Westport Capital Markets, LLCleft Feb 10, 2017, registered Feb 7, 2017 (-3 days) · Other
- Janney Montgomery Scott LLC to Source Capital Group, Inc.left Feb 26, 2009, registered Feb 17, 2009 (-9 days) · Other
- Ryan Beck & Co. to Janney Montgomery Scott LLCleft May 17, 2005, registered May 17, 2005 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address