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S•••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

S•••• C•••••

Advisor at K•• I••••••••• S••••••• L••

BROOKLYN, OH | WESTERVILLE, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d3ab1fc4-4f9e-1a3f-36f7-1d3f1cca733e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: May 6, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•• I••••••••• S••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•• I••••••••• S••••••• L••	Bd affiliated wealth	Dec 17, 2025	n/a	yes	WESTERVILLE, OH\|BROOKLYN, OH	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Jun 6, 2023	Dec 3, 2025	no	COLUMBUS, OH\|WESTERVILLE, OH\|COLUMBUS, OH\|SUNBURY, OH\|WESTERVILLE, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	K•• I••••••••• S••••••• L••	Dec 3, 2025	Dec 17, 2025	14	Firm change	Wirehouse to ibd
H••••••••• F•••••••• A•••••••	J••• M••••• S••••••••• L••	May 16, 2023	Jun 6, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:79:TX:2019-06-19	Jul 6, 2019	Jul 23, 2019	IRVING, TX	Firm change

Relationships

Registered with (4)

→ K•• I••••••••• S••••••• L••Registered adviserregistration: current employment
Dec 17, 2025 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jun 6, 2023 to Dec 3, 2025factForm ADV
→ H••••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Dec 8, 2022 to May 16, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Dec 3, 2025
Advisor changed firm
S•••• C••••• left J••• M••••• S••••••••• L•• for K•• I••••••••• S••••••• L•• (registered 2025-12-17)
Form ADVobserved 7 days ago
Occurred
May 16, 2023
Advisor changed firm
S•••• C••••• left H••••••••• F•••••••• A••••••• for J••• M••••• S••••••••• L•• (registered 2023-06-06)
Form ADVobserved 7 days ago
Occurred
Nov 3, 2022
Advisor changed firm
S•••• C••••• left J••• M••••• S••••••••• L•• for H••••••••• F•••••••• A••••••• (registered 2022-12-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d3ab1fc4-4f9e-1a3f-36f7-1d3f1cca733e
First observed: May 6, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.