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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant27 years in industry

DOUGLAS CHARLES TYSON

Advisor at CERITY PARTNERS LLC

NEW YORK, NY | Cincinnati, OH

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Search this name across graphsid dfx:ria:dc8939dd-ea63-4966-e7b5-2d046b31418f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jun 7, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CERITY PARTNERS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 5, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63|S66
First exam: Nov 5, 1998
First registration: Jun 7, 2005
Dual registered: no
Other names: DOUGLAS CHARLES TYSON|DOUGLAS C TYSON|DOUGLAS TYSON
IAPD individual key: 3129877

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CERITY PARTNERS LLC	Independent wealth	Feb 2, 2024	n/a	yes	Cincinnati, OH\|NEW YORK, NY	Current employment
MANNING & NAPIER ADVISORS, LLC	Mixed wealth	Dec 7, 2022	Oct 12, 2023	no	Galena, OH\|FAIRPORT, NY	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Oct 9, 2012	Dec 31, 2020	no	COLUMBUS, OH	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Oct 9, 2012	Jan 11, 2021	no	COLUMBUS, OH	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Mar 8, 2011	Nov 7, 2011	no	CHARLOTTE, NC\|ANNANDALE, VA\|MCLEAN, VA\|FALLS CHURCH, VA\|FALLS CHURCH, VA\|FAIRFAX, VA	Previous registration
PSA FINANCIAL ADVISORS INC	Former SEC adviser	Jun 21, 2010	Feb 25, 2011	no	HUNT VALLEY, MD	Previous registration
EDWARD JONES	National bd RIA	Jul 20, 2009	Sep 4, 2009	no	ST LOUIS, MO	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jun 7, 2005	Nov 4, 2008	no	BETHESDA, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MANNING & NAPIER ADVISORS, LLC	CERITY PARTNERS LLC	Oct 12, 2023	Feb 2, 2024	113	Firm change	RIA to RIA
TD AMERITRADE, INC.	MANNING & NAPIER ADVISORS, LLC	Jan 11, 2021	Dec 7, 2022	695	Firm change after gap	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Dec 31, 2020	Oct 9, 2012	-3,005	Bulk transfer	Other
BB&T INVESTMENT SERVICES, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Nov 7, 2011	Oct 9, 2012	337	Firm change	Other
PSA FINANCIAL ADVISORS INC	BB&T INVESTMENT SERVICES, INC.	Feb 25, 2011	Mar 8, 2011	11	Firm change	Other
EDWARD JONES	PSA FINANCIAL ADVISORS INC	Sep 4, 2009	Jun 21, 2010	290	Firm change	Other
STRATEGIC ADVISERS LLC	EDWARD JONES	Nov 4, 2008	Jul 20, 2009	258	Firm change	Ibd to ibd

Relationships

Registered with (8)

→ CERITY PARTNERS LLCRegistered adviserregistration: current employment
Feb 2, 2024 to presentfactForm ADV
→ MANNING & NAPIER ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 7, 2022 to Oct 12, 2023factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Oct 9, 2012 to Jan 11, 2021factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 9, 2012 to Dec 31, 2020factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Mar 8, 2011 to Nov 7, 2011factForm ADV
→ PSA FINANCIAL ADVISORS INCRegistered adviserregistration: previous registration
Jun 21, 2010 to Feb 25, 2011factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jul 20, 2009 to Sep 4, 2009factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jun 7, 2005 to Nov 4, 2008factForm ADV

Dated events

Occurred
Oct 12, 2023
Advisor changed firm
Douglas Charles Tyson left Manning & Napier Advisors, Llc for Cerity Partners Llc (registered 2024-02-02)
Form ADVobserved 5 days ago