DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E•••••• A••••••• G••••• L••
GREENWOOD VILLAGE, CO | Broad Brook, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•••••• A••••••• G••••• L•• | Bd affiliated wealth | Jun 26, 2025 | n/a | yes | GREENWOOD VILLAGE, CO|Broad Brook, CT | Current employment |
| E•••••• F•••••••• E•••••• | Independent wealth | Nov 3, 2022 | Apr 4, 2025 | no | FARMINGTON, CT |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E•••••• F•••••••• E•••••• | E•••••• A••••••• G••••• L•• | Apr 4, 2025 | Jun 26, 2025 | 83 | Firm change | RIA to ibd |
| V••• R••••••••• A•••••••• L•• | E•••••• F•••••••• E•••••• | Oct 12, 2022 | Nov 3, 2022 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 2882:41791:MA:2019-04-03 | Apr 3, 2019 | Sep 13, 2019 | BRAINTREE, MA | Firm change |
| V••• R••••••••• A•••••••• L•• | Other adviser | Feb 11, 2020 | Oct 12, 2022 | no | WINDSOR, CT | Previous registration |
| V••• F•••••••• P•••••••• L•• | Former SEC adviser | Feb 7, 2020 | Oct 12, 2022 | no | WINDSOR, CT | Previous registration |
| S•••••••• S••••••••• | Bd affiliated wealth | Sep 13, 2019 | Jan 13, 2020 | no | Enfield, CT|Unionville, CT|South Windsor, CT|Wickford, RI|East Windsor, CT|Boston, MA|East Hartford, CT | Previous registration |
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Apr 18, 2018 | Apr 3, 2019 | no | WINDSOR, CT|BRAINTREE, MA | Previous registration |
| V••• I••••••••• M••••••••• C•• L•• | Asset manager | Apr 10, 2017 | Apr 16, 2018 | no | NEW YORK, NY|WINDSOR, CT | Previous registration |
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Mar 28, 2012 | Oct 13, 2015 | no | WINDSOR, CT | Previous registration |
| 22 |
| Firm change |
| Other |
| V••• F•••••••• P•••••••• L•• | E•••••• F•••••••• E•••••• | Oct 12, 2022 | Nov 3, 2022 | 22 | Firm change | Other |
| S•••••••• S••••••••• | V••• F•••••••• P•••••••• L•• | Jan 13, 2020 | Feb 7, 2020 | 25 | Firm change | Ibd to RIA |
| V••• F•••••••• A•••••••• I••• | S•••••••• S••••••••• | Apr 3, 2019 | Sep 13, 2019 | 163 | Firm change | Ibd to ibd |
| V••• I••••••••• M••••••••• C•• L•• | V••• F•••••••• A•••••••• I••• | Apr 16, 2018 | Apr 18, 2018 | 2 | Firm change | Other |
| V••• F•••••••• A•••••••• I••• | V••• I••••••••• M••••••••• C•• L•• | Oct 13, 2015 | Apr 10, 2017 | 545 | Firm change after gap | Other |