DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N••••• E•••••••• P•••••••

E•••••• A••••••• G••••• L••BD affiliatedGreenwood Village, Co dual registrantIAPD 5233505

Feed of 09/14/2026

Also filed as Nicole Elizabeth Visel

At current firm

1 y

since Jun 26, 2025

In the industry

14 y

since Jan 23, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Jun 26, 2025 · Greenwood Village, Co
E•••••• F•••••••• E•••••• independent RIA
Nov 3, 2022 to Apr 4, 2025 · Farmington, Ct
V••• R••••••••• A•••••••• L•• other
Feb 11, 2020 to Oct 12, 2022 · Windsor, Ct
V••• F•••••••• P•••••••• L•• former
Feb 7, 2020 to Oct 12, 2022 · Windsor, Ct
S•••••••• S••••••••• BD affiliated
Sep 13, 2019 to Jan 13, 2020 · Enfield, Ct
V••• F•••••••• A•••••••• I••• BD affiliated
Apr 18, 2018 to Apr 3, 2019 · Windsor, Ct
V••• I••••••••• M••••••••• C•• L•• asset manager
Apr 10, 2017 to Apr 16, 2018 · New York, Ny
V••• F•••••••• A•••••••• I••• BD affiliated
Mar 28, 2012 to Oct 13, 2015 · Windsor, Ct

Moves

a registration end followed by a registration begin elsewhere

E•••••• F•••••••• E•••••• to E•••••• A••••••• G••••• L••
left Apr 4, 2025, registered Jun 26, 2025 (83 days) · RIA to affiliated broker-dealer or bank
V••• F•••••••• P•••••••• L•• to V••• R••••••••• A•••••••• L••
left Oct 12, 2022, registered Feb 11, 2020 (-974 days) · channel change inside one enterprise, not a move
V••• R••••••••• A•••••••• L•• to E•••••• F•••••••• E••••••
left Oct 12, 2022, registered Nov 3, 2022 (22 days) · Other
S•••••••• S••••••••• to V••• F•••••••• P•••••••• L••
left Jan 13, 2020, registered Feb 7, 2020 (25 days) · Affiliated broker-dealer or bank to independent RIA
V••• F•••••••• A•••••••• I••• to S•••••••• S•••••••••
left Apr 3, 2019, registered Sep 13, 2019 (163 days) · Affiliated broker-dealer or bank to another · moved with a team
V••• I••••••••• M••••••••• C•• L•• to V••• F•••••••• A•••••••• I•••
left Apr 16, 2018, registered Apr 18, 2018 (2 days) · Other
V••• F•••••••• A•••••••• I••• to V••• I••••••••• M••••••••• C•• L••
left Oct 13, 2015, registered Apr 10, 2017 (545 days) · Other

Signals

N••••• E•••••••• P••••••• left E•••••• F•••••••• E•••••• for E•••••• A••••••• G••••• L•• (registered 2025-06-26)
Apr 4, 2025 · Advisor changed firm · fact
N••••• E•••••••• P••••••• left V••• R••••••••• A•••••••• L•• for E•••••• F•••••••• E•••••• (registered 2022-11-03)
Oct 12, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address