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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant42 years in industry

Charles Auerbach

Advisor at TLG ADVISORS, INC.

SUMMIT, NJ | Collierville, TN

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 6, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TLG ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 1983earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63
First exam: Dec 1, 1983
First registration: Feb 6, 2004
Dual registered: no
Other names: CHARLES AUERBACH|Charles NMN Auerbach
IAPD individual key: 1193682

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TLG ADVISORS, INC.	Bd affiliated wealth	Jan 4, 2023	n/a	yes	Collierville, TN\|SUMMIT, NJ	Current employment
MAS ADVISORS LLC	Institutional manager	Oct 4, 2019	Apr 12, 2023	no	Cordova, TN\|CORAL GABLES, FL\|Collerville, TN	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 4, 2012	Oct 18, 2019	no	SANDY SPRINGS, GA\|CORDOVA, TN\|SAN DIEGO, CA	Previous registration
ADVANTAGE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 21, 2009	Sep 30, 2019	no	CORDOVA, TN	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Mar 24, 2004	Jul 31, 2012	no	CORDOVA, TN	Previous registration
WEALTH STRATEGIES ADVISORY GROUP, INC.	n/a	Feb 6, 2004	Dec 31, 2008	no	CORDOVA, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MAS ADVISORS LLC	TLG ADVISORS, INC.	Apr 12, 2023	Jan 4, 2023	-98	Firm change after gap	Other
LPL FINANCIAL LLC	MAS ADVISORS LLC	Oct 18, 2019	Oct 4, 2019	-14	Firm change	Other
ADVANTAGE INVESTMENT MANAGEMENT, LLC	LPL FINANCIAL LLC	Sep 30, 2019	Sep 4, 2012	-2,582	Firm change after gap	Other
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	ADVANTAGE INVESTMENT MANAGEMENT, LLC	Jul 31, 2012	Jan 21, 2009	-1,287	Firm change after gap	Other
WEALTH STRATEGIES ADVISORY GROUP, INC.	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Dec 31, 2008	Mar 24, 2004	-1,743	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
165906:111052:TN:2023-04-12	Apr 12, 2023	Jan 4, 2023	COLLERVILLE, TN	Firm change after gap

Relationships

Registered with (6)

→ TLG ADVISORS, INC.Registered adviserregistration: current employment
Jan 4, 2023 to presentfactForm ADV
→ MAS ADVISORS LLCRegistered adviserregistration: previous registration
Oct 4, 2019 to Apr 12, 2023factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 4, 2012 to Oct 18, 2019factForm ADV
→ ADVANTAGE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 21, 2009 to Sep 30, 2019factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Mar 24, 2004 to Jul 31, 2012factForm ADV
→ WEALTH STRATEGIES ADVISORY GROUP, INC.Registered adviserregistration: previous registration
Feb 6, 2004 to Dec 31, 2008factForm ADV

Dated events

Occurred
Apr 12, 2023
Advisor changed firm
Charles Auerbach left Mas Advisors Llc for Tlg Advisors, Inc. (registered 2023-01-04)
Form ADVobserved 4 days ago