DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Charles Auerbach

Tlg Advisors, Inc.BD affiliatedSummit, Nj IA-onlyIAPD 1193682

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/15/2026

Also filed as Charles Auerbach

At current firm

3 y

since Jan 4, 2023

In the industry

42 y

since Dec 1, 1983 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Tlg Advisors, Inc. BD affiliated current
since Jan 4, 2023 · Collierville, Tn
Mas Advisors LLC institutional
Oct 4, 2019 to Apr 12, 2023 · Cordova, Tn
LPL Financial LLC BD affiliated
Sep 4, 2012 to Oct 18, 2019 · Sandy Springs, Ga
Advantage Investment Management, LLC former
Jan 21, 2009 to Sep 30, 2019 · Cordova, Tn
National Planning Corporation ("Npc Of America" In Fl & Ny) former
Mar 24, 2004 to Jul 31, 2012 · Cordova, Tn
Wealth Strategies Advisory Group, Inc. unclassified
Feb 6, 2004 to Dec 31, 2008 · Cordova, Tn

Moves

a registration end followed by a registration begin elsewhere

Mas Advisors LLC to Tlg Advisors, Inc.
left Apr 12, 2023, registered Jan 4, 2023 (-98 days) · Other · moved with a team
LPL Financial LLC to Mas Advisors LLC
left Oct 18, 2019, registered Oct 4, 2019 (-14 days) · Other
Advantage Investment Management, LLC to LPL Financial LLC
left Sep 30, 2019, registered Sep 4, 2012 (-2582 days) · Other
National Planning Corporation ("Npc Of America" In Fl & Ny) to Advantage Investment Management, LLC
left Jul 31, 2012, registered Jan 21, 2009 (-1287 days) · Other
Wealth Strategies Advisory Group, Inc. to National Planning Corporation ("Npc Of America" In Fl & Ny)
left Dec 31, 2008, registered Mar 24, 2004 (-1743 days) · Other

Signals

Charles Auerbach left Mas Advisors Llc for Tlg Advisors, Inc. (registered 2023-01-04)
Apr 12, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 42derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address