DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
First Associated Investment Advisors, Inc.
Latest filing Jun 16, 2026
First filing on the tape Mar 30, 2012 · 19 filings
SEC status approved since Mar 6, 2002
RAUM
$93.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$93.1M
derived; firm RAUM over IAPD count
Employees
4
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$93.1M as of Jun 16, 2026
Jun 26, 2012$37.7M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Jun 16, 2026
Jun 26, 20120 then
Employees (5.A)4 as of Jun 16, 2026
Jun 28, 20133 then
Private funds: no history
RAUM +187% over the last fiscal year+57% a year over threeIARs 0 to 1
Practice profile
derived from the filing of Jun 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $93.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $93.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$93.1M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E Dennis ZahrbockChartered Financial Consultant | Duluth, Mn | Jan 3, 2025 | 58 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- E Dennis Zahrbock from Valmark Advisers, Inc.Jan 3, 2025 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Theresa Ann Hockman · Chief Compliance Officercontrolsince 09/2004 · owns less than 5%
- Alan Curtis Teberg · Presidentcontrolsince 04/1995 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Advisers that list First Associated Investment Advisors, Inc. as a related person
- 42847 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $52.2M to $93.1MJun 26, 2025 to Jun 16, 2026
- RAUM · $52.2M to $93.1MJun 26, 2025 to Jun 16, 2026
- Employees · 3 to 4Jan 10, 2025 to Jun 26, 2025
- Financial planning clients · unset to Jan 10, 2025 to Jun 26, 2025
- State-registered IARs · 0 to 1Jan 10, 2025 to Jun 26, 2025
- Discretionary RAUM · $41.1M to $52.2MJan 10, 2025 to Jun 26, 2025
- RAUM · $41.1M to $52.2MJan 10, 2025 to Jun 26, 2025
- BD registered reps · 3 to 1Jun 21, 2023 to Jun 12, 2024
- Discretionary RAUM · $32.5M to $41.1MJun 21, 2023 to Jun 12, 2024
- RAUM · $32.5M to $41.1MJun 21, 2023 to Jun 12, 2024
- Discretionary RAUM · $37.4M to $32.5MJun 24, 2022 to Jun 21, 2023
- RAUM · $37.4M to $32.5MJun 24, 2022 to Jun 21, 2023
- Discretionary RAUM · $36.1M to $37.4MJul 13, 2021 to Jun 24, 2022
- RAUM · $36.1M to $37.4MJul 13, 2021 to Jun 24, 2022
- Discretionary RAUM · $23.9M to $36.1MJun 24, 2021 to Jul 13, 2021
- RAUM · $23.9M to $36.1MJun 24, 2021 to Jul 13, 2021
- Discretionary RAUM · $28.6M to $23.9MJun 26, 2020 to Jun 24, 2021
- RAUM · $28.6M to $23.9MJun 26, 2020 to Jun 24, 2021
- Other offices · 1 to 0Jun 26, 2019 to Jun 26, 2020
- Discretionary RAUM · $27.8M to $28.6MJun 26, 2019 to Jun 26, 2020
- RAUM · $27.8M to $28.6MJun 26, 2019 to Jun 26, 2020
- Discretionary RAUM · $29.8M to $27.8MDec 27, 2018 to Jun 26, 2019
- RAUM · $29.8M to $27.8MDec 27, 2018 to Jun 26, 2019
- Insurance-licensed employees · 1 to 0Jun 27, 2017 to Jun 27, 2018
- Other offices · unset to 1.0Jun 27, 2017 to Jun 27, 2018
- Discretionary RAUM · $29.5M to $29.8MJun 27, 2017 to Jun 27, 2018
- RAUM · $29.5M to $29.8MJun 27, 2017 to Jun 27, 2018
- Related broker-dealer · true to falseJun 27, 2017 to Jun 27, 2018
- Advisory activities · 3 to 1Jul 1, 2016 to Jun 27, 2017
- Discretionary RAUM · $30.9M to $29.5MJul 1, 2016 to Jun 27, 2017
- RAUM · $30.9M to $29.5MJul 1, 2016 to Jun 27, 2017
- Accounts · 3 to 1Jun 30, 2015 to Jul 1, 2016
- Discretionary RAUM · $121,783 to $30.9MJun 30, 2015 to Jul 1, 2016
- Non-discretionary RAUM · $35.7M to $0Jun 30, 2015 to Jul 1, 2016
- RAUM · $35.8M to $30.9MJun 30, 2015 to Jul 1, 2016
- Accounts · 9 to 3Jun 27, 2014 to Jun 30, 2015
- Discretionary RAUM · $33.2M to $121,783Jun 27, 2014 to Jun 30, 2015
- Non-discretionary RAUM · $760,476 to $35.7MJun 27, 2014 to Jun 30, 2015
- RAUM · $33.9M to $35.8MJun 27, 2014 to Jun 30, 2015
- Discretionary RAUM · $34.0M to $33.2MJun 28, 2013 to Jun 27, 2014
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- TEBERGFUND.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 218-722-8248reportedpublic record, Form ADV, Jun 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $93.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026