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D•••• L• T•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

D•••• L• T•••••••••

Advisor at D•• T••••••••• C•••••• A•••••••• L••

Belleair Beach, FL

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Search this name across graphsid dfx:ria:d40dc85c-1940-7070-4253-3dc837283f8c

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 0
Dated events: 1
On other graphs: 0
Observed: Oct 31, 2006 to Sep 16, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•• T••••••••• C•••••• A•••••••• L••
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 31, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D•• T••••••••• C•••••• A•••••••• L••	Former SEC adviser	Sep 15, 2026	n/a	yes	Belleair Beach, FL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	May 16, 2013	Apr 7, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	D•• T••••••••• C•••••• A•••••••• L••	Apr 7, 2026	Sep 15, 2026	161	Firm change	Ibd to new firm
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	L•• F•••••••• L••	May 17, 2013

Relationships

No published relationship touches this entity yet.

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Show 1 bookkeeping events

Occurred
Sep 15, 2026
D•••• L• T••••••••• registered as an investment adviser representative at D•• T••••••••• C•••••• A•••••••• L••

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d40dc85c-1940-7070-4253-3dc837283f8c
First observed: Oct 31, 2006
Last observed: Sep 16, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.