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Registered advisor
D•••• L• T•••••••••
Feed of 09/16/2026
Also filed as Dan T•••••••••
At current firm
0 y
since Sep 15, 2026
In the industry
19 y
since Oct 31, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- D•• T••••••••• C•••••• A•••••••• L•• former currentsince Sep 15, 2026 · Belleair Beach, Fl
- L•• F•••••••• L•• BD affiliatedMay 16, 2013 to Apr 7, 2026 · Springfield, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 31, 2008 to May 17, 2013 · Columbus, Oh
- N•• E•••••• S••••••••• C••••••••• formerOct 31, 2006 to Oct 13, 2008 · Dublin, Oh
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to D•• T••••••••• C•••••• A•••••••• L••left Apr 7, 2026, registered Sep 15, 2026 (161 days) · Affiliated broker-dealer or bank to a newly registered adviser
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••left May 17, 2013, registered May 16, 2013 (-1 days) · Other
- N•• E•••••• S••••••••• C••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 13, 2008, registered Oct 31, 2008 (18 days) · Other
Signals
- D•••• L• T••••••••• registered as an investment adviser representative at D•• T••••••••• C•••••• A•••••••• L••Sep 15, 2026 · Advisor registered · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address