RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••• L•••• S••••
- W••••••• C•••••• independent RIA currentsince Oct 3, 2022 · Austin, Tx
- E••••••• W••••• M••••••••• L•• formerApr 15, 2013 to Sep 30, 2022 · Austin, Tx
- M••••• W••••• A••••••• independent RIADec 2, 2008 to Apr 23, 2013 · Austin, Tx
- E••••••••• C•••••• M••••••••• L• unclassifiedAug 10, 2005 to Sep 8, 2008 · Austin, Tx
- W••••••••• I••••••••• C••••••••• L•• unclassifiedSep 17, 2004 to Sep 8, 2008 · Austin, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 21, 2002 to Oct 4, 2004 · Austin, Tx
- E••••••• W••••• M••••••••• L•• to W••••••• C••••••left Sep 30, 2022, registered Oct 3, 2022 (3 days) · RIA to RIA
- M••••• W••••• A••••••• to E••••••• W••••• M••••••••• L••left Apr 23, 2013, registered Apr 15, 2013 (-8 days) · Other
- W••••••••• I••••••••• C••••••••• L•• to E••••••••• C•••••• M••••••••• L•left Sep 8, 2008, registered Aug 10, 2005 (-1125 days) · Other
- E••••••••• C•••••• M••••••••• L• to M••••• W••••• A•••••••left Sep 8, 2008, registered Dec 2, 2008 (85 days) · Other
- C•••••••• G••••• M•••••• I••• to W••••••••• I••••••••• C••••••••• L••left Oct 4, 2004, registered Sep 17, 2004 (-17 days) · Other
- S••• L•••• S•••• left E••••••• W••••• M••••••••• L•• for W••••••• C•••••• (registered 2022-10-03)Sep 30, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address