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RIA / WealthAdvisor20 years in industry

BENJAMIN JAMES JONES

Advisor at NATIONAL WEALTH MANAGEMENT GROUP, LLC

Coconut Creek, FL | CINCINNATI, OH

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Aug 17, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NATIONAL WEALTH MANAGEMENT GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 17, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Aug 28, 2006
First registration: Aug 17, 2006
Dual registered: no
Other names: BEN JONES
IAPD individual key: 5156039

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NATIONAL WEALTH MANAGEMENT GROUP, LLC	Independent wealth	Mar 24, 2016	n/a	yes	CINCINNATI, OH\|Coconut Creek, FL	Current employment
NATIONAL WEALTH MANAGEMENT GROUP, LLC	Independent wealth	Jul 6, 2015	Dec 31, 2021	no	CINCINNATI, OH\|Coconut Creek, FL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 4, 2013	Sep 7, 2016	no	LOVELAND, OH\|CINCINNATI, OH\|LOVELAND, OH\|SAN DIEGO, CA\|LOVELAND, OH\|BOCA RATON, FL	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Mar 5, 2013	no	MASON, OH\|LOVELAND, OH	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Oct 5, 2010	Oct 1, 2012	no	LOVELAND, OH\|MASON, OH\|LOVELAND, OH	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Nov 13, 2009	Sep 29, 2010	no	MASON, OH\|WEST CHESTER, OH\|LIBERTY TOWNSHIP, OH\|FAIRFIELD, OH\|WEST CHESTER, OH	Previous registration
NATCITY INVESTMENTS, INC.	n/a	Aug 23, 2007	Nov 13, 2009	no	WEST CHESTER, OH\|MASON, OH	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 17, 2006	Aug 1, 2007	no	CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	NATIONAL WEALTH MANAGEMENT GROUP, LLC	Sep 7, 2016	Jul 6, 2015	-429	Firm change after gap	Other
J.P. MORGAN SECURITIES LLC	LPL FINANCIAL LLC	Mar 5, 2013	Mar 4, 2013	-1	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
PNC WEALTH MANAGEMENT	CHASE INVESTMENT SERVICES CORP.	Sep 29, 2010	Oct 5, 2010	6	Firm change	Other
NATCITY INVESTMENTS, INC.	PNC WEALTH MANAGEMENT	Nov 13, 2009	Nov 13, 2009	0	Bulk transfer	Other
AMERIPRISE FINANCIAL SERVICES, LLC	NATCITY INVESTMENTS, INC.	Aug 1, 2007	Aug 23, 2007	22	Firm change	Other

Relationships

Registered with (7)

→ NATIONAL WEALTH MANAGEMENT GROUP, LLCRegistered adviserregistration: previous registration
Jul 6, 2015 to Dec 31, 2021factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 4, 2013 to Sep 7, 2016factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Mar 5, 2013factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Oct 5, 2010 to Oct 1, 2012factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Nov 13, 2009 to Sep 29, 2010factForm ADV
→ NATCITY INVESTMENTS, INC.Registered adviserregistration: previous registration
Aug 23, 2007 to Nov 13, 2009factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Aug 17, 2006 to Aug 1, 2007factForm ADV

Dated events

No dated event names this entity yet.