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RIA / WealthAdvisorCertified Financial Planner35 years in industry

MICHAEL ANTHONY CHARLES

Advisor at WALLINGTON ASSET MANAGEMENT

INDIANAPOLIS, IN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 30, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WALLINGTON ASSET MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 2, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Oct 2, 1990
First registration: Jul 30, 2002
Dual registered: no
IAPD individual key: 2085035

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WALLINGTON ASSET MANAGEMENT	Independent wealth	Nov 21, 2012	n/a	yes	INDIANAPOLIS, IN	Current employment
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Jun 22, 2007	Sep 25, 2012	no	CARMEL, IN	Previous registration
CITY SECURITIES CORPORATION	Former SEC adviser	Dec 1, 2005	May 31, 2007	no	INDIANAPOLIS, IN	Previous registration
NATCITY INVESTMENTS, INC.	n/a	Jul 30, 2002	Nov 14, 2005	no	INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVICE AND PLANNING SERVICES	WALLINGTON ASSET MANAGEMENT	Sep 25, 2012	Nov 21, 2012	57	Firm change	Other
CITY SECURITIES CORPORATION	ADVICE AND PLANNING SERVICES	May 31, 2007	Jun 22, 2007	22	Firm change	Other
NATCITY INVESTMENTS, INC.	CITY SECURITIES CORPORATION	Nov 14, 2005	Dec 1, 2005	17	Firm change	Other

Relationships

Registered with (4)

→ WALLINGTON ASSET MANAGEMENTRegistered adviserregistration: current employment
Nov 21, 2012 to presentfactForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Jun 22, 2007 to Sep 25, 2012factForm ADV
→ CITY SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Dec 1, 2005 to May 31, 2007factForm ADV
→ NATCITY INVESTMENTS, INC.Registered adviserregistration: previous registration
Jul 30, 2002 to Nov 14, 2005factForm ADV

Dated events

No dated event names this entity yet.