RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• A•••••• C••••••
- W••••••••• A•••• M••••••••• independent RIA currentsince Nov 21, 2012 · Indianapolis, In
- A••••• A•• P••••••• S••••••• BD affiliatedJun 22, 2007 to Sep 25, 2012 · Carmel, In
- C••• S••••••••• C••••••••• formerDec 1, 2005 to May 31, 2007 · Indianapolis, In
- N•••••• I••••••••• I••• unclassifiedJul 30, 2002 to Nov 14, 2005 · Indianapolis, In
- A••••• A•• P••••••• S••••••• to W••••••••• A•••• M•••••••••left Sep 25, 2012, registered Nov 21, 2012 (57 days) · Other
- C••• S••••••••• C••••••••• to A••••• A•• P••••••• S•••••••left May 31, 2007, registered Jun 22, 2007 (22 days) · Other
- N•••••• I••••••••• I••• to C••• S••••••••• C•••••••••left Nov 14, 2005, registered Dec 1, 2005 (17 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address