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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Chicago, IL | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Mar 20, 2026 | n/a | yes | Chicago, IL|CHICAGO, IL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 14, 2022 | Mar 23, 2026 | no | CHICAGO, IL | Previous registration |
| IHT WEALTH MANAGEMENT LLC | Bd affiliated wealth | Oct 9, 2019 | Sep 14, 2022 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | AMERIPRISE FINANCIAL SERVICES, LLC | Mar 23, 2026 | Mar 20, 2026 | -3 | Firm change | Wirehouse to ibd |
| IHT WEALTH MANAGEMENT LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Sep 14, 2022 | Sep 14, 2022 | 0 | Firm change | Ibd to wirehouse |