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RIA / WealthAdvisor27 years in industry

NATALIE FONG

Advisor at ASCENSUS INVESTMENT ADVISORS, LLC

DUBLIN, CA | NEEDHAM, MA

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Search this name across graphsid dfx:ria:d42e0e2e-b6e6-46d2-20ca-76f41f3e7987

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 24, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ASCENSUS INVESTMENT ADVISORS, LLC
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 23, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 23, 1999
First registration: Jan 24, 2001
Dual registered: no
Other names: NATALIE LEE|NATALIE LEE
IAPD individual key: 3210662

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ASCENSUS INVESTMENT ADVISORS, LLC	Institutional manager	Jul 18, 2023	n/a	yes	DUBLIN, CA\|NEEDHAM, MA	Current employment
NEWPORT GROUP CONSULTING, LLC	Institutional manager	Mar 25, 2014	Jul 18, 2023	no	LAKE MARY, FL\|Walnut Creek, CA\|LAKE MARY, FL\|Dublin, CA	Previous registration
STANCORP INVESTMENT ADVISERS, INC.	Other adviser	Jan 1, 2007	Apr 4, 2012	no	WALNUT CREEK, CA\|SAN JOSE, CA	Previous registration
INVESMART ADVISORS INC	n/a	Jan 9, 2006	Jan 1, 2007	no	SAN JOSE, CA	Previous registration
ALLSPRING FUNDS MANAGEMENT, LLC	Asset manager	Apr 21, 2005	Dec 12, 2005	no	SAN FRANCISCO, CA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Jan 24, 2001	Jun 22, 2004	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NEWPORT GROUP CONSULTING, LLC	ASCENSUS INVESTMENT ADVISORS, LLC	Jul 18, 2023	Jul 18, 2023	0	Channel change	Other
STANCORP INVESTMENT ADVISERS, INC.	NEWPORT GROUP CONSULTING, LLC	Apr 4, 2012	Mar 25, 2014	720	Firm change after gap	Other
INVESMART ADVISORS INC	STANCORP INVESTMENT ADVISERS, INC.	Jan 1, 2007	Jan 1, 2007	0	Firm change	Other
ALLSPRING FUNDS MANAGEMENT, LLC	INVESMART ADVISORS INC	Dec 12, 2005	Jan 9, 2006	28	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	ALLSPRING FUNDS MANAGEMENT, LLC	Jun 22, 2004	Apr 21, 2005	303	Firm change	Other

Relationships

Registered with (6)

→ ASCENSUS INVESTMENT ADVISORS, LLCRegistered adviserregistration: current employment
Jul 18, 2023 to presentfactForm ADV
→ NEWPORT GROUP CONSULTING, LLCRegistered adviserregistration: previous registration
Mar 25, 2014 to Jul 18, 2023factForm ADV
→ STANCORP INVESTMENT ADVISERS, INC.Registered adviserregistration: previous registration
Jan 1, 2007 to Apr 4, 2012factForm ADV
→ INVESMART ADVISORS INCRegistered adviserregistration: previous registration
Jan 9, 2006 to Jan 1, 2007factForm ADV
→ ALLSPRING FUNDS MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 21, 2005 to Dec 12, 2005factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jan 24, 2001 to Jun 22, 2004factForm ADV

Dated events

No dated event names this entity yet.