DFX Intelligence

J•••• C•••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

J•••• C•••••• B•••••

Advisor at A• W••••• M••••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:d430e729-5254-82d4-46a9-d798d580bae9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 23, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A• W••••• M••••••••• L••	Bd affiliated wealth	Jan 11, 2017	n/a	yes	Sebring, FL\|Asheville, NC\|Jacksonville, FL\|Greer, SC\|St. Petersburg, FL\|Hendersonville, NC	Current employment
G••••• F•••••••• P•••••• C••••••• I•••	Former SEC adviser	Jan 7, 2016	Jan 5, 2017	no	Sebring, FL\|Sarasota, FL\|SARASOTA, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• F•••••••• P•••••• C••••••• I•••	A• W••••• M••••••••• L••	Jan 5, 2017	Jan 11, 2017	6	Firm change	Other
J• B••••• F••••••••	G••••• F•••••••• P•••••• C••••••• I•••	Dec 16, 2015	Jan 7, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
132070:282580:FL:2016-11-17	Jan 5, 2017	Jan 11, 2017	SARASOTA, FL	Firm change

Relationships

Registered with (3)

→ A• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 11, 2017 to presentfactForm ADV
→ G••••• F•••••••• P•••••• C••••••• I•••Registered adviserregistration: previous registration
Jan 7, 2016 to Jan 5, 2017factForm ADV
→ J• B••••• F••••••••Registered adviserregistration: previous registration
Jan 23, 2015 to Dec 16, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d430e729-5254-82d4-46a9-d798d580bae9
First observed: Jan 23, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.