DFX Intelligence

W•••••• T• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

W•••••• T• A••••

Advisor at C••••••••• W•••••• L••

LOS ANGELES, CA | SEATTLE, WA

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Search this name across graphsid dfx:ria:d43eff72-6eb9-bfed-79e9-7fc81e7bbb94

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: May 21, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W•••••• L••	Independent wealth	Nov 11, 2025	n/a	yes	LOS ANGELES, CA\|SEATTLE, WA	Current employment
V•••• C••••••• I•••	Independent wealth	Jan 26, 2023	Oct 21, 2025	no	Nashville, TN\|Tampa, FL\|Seattle, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•••• C••••••• I•••	C••••••••• W•••••• L••	Oct 21, 2025	Nov 11, 2025	21	Firm change	RIA to RIA
R••••• W• B•••• • C•• I•••••••••	V•••• C••••••• I•••	Jan 10, 2023	Jan 26, 2023

Relationships

Registered with (3)

→ C••••••••• W•••••• L••Registered adviserregistration: current employment
Nov 11, 2025 to presentfactForm ADV
→ V•••• C••••••• I•••Registered adviserregistration: previous registration
Jan 26, 2023 to Oct 21, 2025factForm ADV
→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: previous registration
May 21, 2021 to Jan 10, 2023factForm ADV

Dated events

Occurred
Oct 21, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jan 10, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d43eff72-6eb9-bfed-79e9-7fc81e7bbb94
First observed: May 21, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.