RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• T• A••••
- C••••••••• W•••••• L•• independent RIA currentsince Nov 11, 2025 · Los Angeles, Ca
- V•••• C••••••• I••• independent RIAJan 26, 2023 to Oct 21, 2025 · Nashville, Tn
- R••••• W• B•••• • C•• I••••••••• mixed wealthMay 21, 2021 to Jan 10, 2023 · Nashville, Tn
- V•••• C••••••• I••• to C••••••••• W•••••• L••left Oct 21, 2025, registered Nov 11, 2025 (21 days) · RIA to RIA
- R••••• W• B•••• • C•• I••••••••• to V•••• C••••••• I•••left Jan 10, 2023, registered Jan 26, 2023 (16 days) · RIA to RIA
- W•••••• T• A•••• left V•••• C••••••• I••• for C••••••••• W•••••• L•• (registered 2025-11-11)Oct 21, 2025 · Advisor changed firm · fact
- W•••••• T• A•••• left R••••• W• B•••• • C•• I••••••••• for V•••• C••••••• I••• (registered 2023-01-26)Jan 10, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address