DFX Intelligence

S•••• S••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

S•••• S••••• R•••••

Advisor at P••••••• P•••••• W•••••• L••

Irvine, CA

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Search this name across graphsid dfx:ria:d46cf6e6-321b-7913-2916-0998968196ec

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 2
Observed: Sep 4, 2003 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S•••• S••••• R•••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

S•••• S••••• R•••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• P•••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 3, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• P•••••• W•••••• L••	Independent wealth	Jul 24, 2023	n/a	yes	Irvine, CA	Current employment
T••••••• F••••••••• L••	n/a	Jan 27, 2011	Jul 4, 2024	no	IRVINE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• F••••••••• L••	P••••••• P•••••• W•••••• L••	Jul 4, 2024	Jul 24, 2023	-346	Firm change after gap	Other
G•••••••• G••••• A••••••• L••	T••••••• F••••••••• L••	Nov 1, 2012	Jan 27, 2011

Relationships

Registered with (5)

→ P••••••• P•••••• W•••••• L••Registered adviserregistration: current employment
Jul 24, 2023 to presentfactForm ADV
→ T••••••• F••••••••• L••Registered adviserregistration: previous registration
Jan 27, 2011 to Jul 4, 2024factForm ADV
→ G•••••••• G••••• A••••••• L••Registered adviserregistration: previous registration
Apr 26, 2010 to Nov 1, 2012factForm ADV
→ A••••••• W••••• E•••••••••Registered adviser

Dated events

Occurred
Jul 4, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d46cf6e6-321b-7913-2916-0998968196ec
First observed: Sep 4, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.