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D••••• F•••••••• P••••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

D••••• F•••••••• P••••••• A•••••••

D••••• FINANCIAL GROUP LLC, CRD 309454

IRWIN, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d4749d3e-2069-e4fb-f811-612b0abb38eb

Data as of Mar 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 43
Dated events: 6
On other graphs: 0
Observed: Jul 15, 2020 to Mar 10, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=16.0
Regulatory AUM: $0Item 5.F on the latest filing (2026-03-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 27
Employees: 16
Advisory employees: 0
Offices

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••• L•• M•••••	n/a	RICHARDSON, TX	5	43	4	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••• C•••••• D••••••••• A•• S•••••• S••••••••• 2••• • M••••••• L•••	Owner	D	yes	04/2021	Jul 15, 2020	Aug 29, 2024
B•• K••••••• A••••••••• I••••••••• L•••	Owner	E	yes	04/2021	Feb 9, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
D••••• I•••••••• G•••• L••	n/a	n/a	n/a	N	yes	n/a
K••••••• I••••••• G•••• I•••	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Irwin	Pa	United States	3	yes
SAN CLEMENTE	CA	United States	2	yes
EAST WINDSOR	Ct	United States	2	yes
Clearwater	FL	United States	2	yes
Clearwater	FL

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	3.7%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$0	$0	n/a	n/a	n/a	16	16	79	79

Relationships

Registered with (29)

← ALEXANDER PATRICK KLINEAdvisorregistration: current employment
Mar 12, 2026 to presentfactForm ADV
← FRANCIS STEPHEN ZORACKIAdvisorregistration: current employment
Mar 12, 2026 to presentfactForm ADV
← JON J PARKHURSTAdvisorregistration: current employment
Mar 11, 2026 to presentfactForm ADV
← ROBERT BOYD MCCALMONT

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 5, 2025
Advisor changed firm
Rickey Del Thomas left D••••• F•••••••• P••••••• A••••••• for Lpl Financial Llc (registered 2025-11-21)
Form ADVobserved 6 days ago
Occurred
Jul 5, 2023
Advisor changed firm
Edwin James Woolley left D••••• F•••••••• P••••••• A••••••• for United Planners' Financial Services Of America A Limited Partner (registered 2023-03-14)
Form ADVobserved 6 days ago
Occurred
Mar 6, 2023
Control person left
Sheridan Michael Reddy (President) no longer on Schedule A of D••••• F•••••••• P••••••• A••••••• (listed 2022-02-09, absent 2023-03-06)
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d4749d3e-2069-e4fb-f811-612b0abb38eb
First observed: Jul 15, 2020
Last observed: Mar 10, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.