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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

ROBERT L ARROYO

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Safety Harbor, FL | Clearwater, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Oct 18, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 13, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 2
Registered states: 2
Exams: S66
First exam: Oct 13, 2004
First registration: Oct 18, 2004
Dual registered: yes, broker-dealer
Other names: ROBERT LOUIS ARROYO|ROBERT LOUIS ARROYO
IAPD individual key: 4818536

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DUNCAN FINANCIAL PLANNING ADVISORS	No RAUM reported	Oct 30, 2023	n/a	yes	Safety Harbor, FL	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Sep 8, 2021	n/a	yes	Clearwater, FL\|Safety Harbor, FL	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Oct 26, 2020	Sep 3, 2021	no	TAMPA, FL	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Jun 7, 2012	Nov 12, 2020	no	TAMPA, FL	Previous registration
FIRST ALLIED SECURITIES, INC.	Former SEC adviser	Nov 10, 2011	Jul 2, 2012	no	TAMPA, FL\|CLEARWATER, FL\|SAFETY HARBOR, FL\|Safety Harbor, FL\|SAFETY HARBOR, FL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 14, 2009	Nov 17, 2011	no	CLEARWATER, FL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Dec 1, 2006	May 13, 2009	no	CLEARWATER, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 2, 2005	Dec 8, 2006	no	CLEARWATER, FL	Previous registration
LEGG MASON WOOD WALKER, INCORPORATED	n/a	Oct 18, 2004	Jul 12, 2005	no	TAMPA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Sep 3, 2021	Sep 8, 2021	5	Firm change	Ibd to ibd
FIRST ALLIED ADVISORY SERVICES, INC.	CETERA INVESTMENT ADVISERS LLC	Nov 12, 2020	Oct 26, 2020	-17	Bulk transfer	Ibd to ibd
FIRST ALLIED SECURITIES, INC.	FIRST ALLIED ADVISORY SERVICES, INC.	Jul 2, 2012	Jun 7, 2012	-25	Bulk transfer	Other
LPL FINANCIAL LLC	FIRST ALLIED SECURITIES, INC.	Nov 17, 2011	Nov 10, 2011	-7	Firm change	Other
UBS FINANCIAL SERVICES INC.	LPL FINANCIAL LLC	May 13, 2009	May 14, 2009	1	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UBS FINANCIAL SERVICES INC.	Dec 8, 2006	Dec 1, 2006	-7	Firm change	Wirehouse to wirehouse
LEGG MASON WOOD WALKER, INCORPORATED	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jul 12, 2005	Nov 2, 2005	113	Firm change	Other

Relationships

Registered with (9)

→ DUNCAN FINANCIAL PLANNING ADVISORSRegistered adviserregistration: current employment
Oct 30, 2023 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Sep 8, 2021 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Oct 26, 2020 to Sep 3, 2021factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jun 7, 2012 to Nov 12, 2020factForm ADV
→ FIRST ALLIED SECURITIES, INC.Registered adviserregistration: previous registration
Nov 10, 2011 to Jul 2, 2012factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 14, 2009 to Nov 17, 2011factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Dec 1, 2006 to May 13, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 2, 2005 to Dec 8, 2006factForm ADV
→ LEGG MASON WOOD WALKER, INCORPORATEDRegistered adviserregistration: previous registration
Oct 18, 2004 to Jul 12, 2005factForm ADV

Dated events

No dated event names this entity yet.