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E•••• J•••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

E•••• J•••• W••••••

Advisor at C••• L••

OMAHA, NE | Twin Falls, ID

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Search this name across graphsid dfx:ria:d97ff156-389f-c25a-c0b4-83dfa3f1214c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Aug 9, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 10, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••• L••	Bd affiliated wealth	Sep 8, 2025	n/a	yes	OMAHA, NE\|Twin Falls, ID	Current employment
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Independent wealth	Mar 14, 2023	Sep 23, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	C••• L••	Sep 23, 2025	Sep 8, 2025	-15	Firm change	RIA to ibd
D••••• F•••••••• P••••••• A•••••••	U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Jul 5, 2023

Relationships

Registered with (7)

→ C••• L••Registered adviserregistration: current employment
Sep 8, 2025 to presentfactForm ADV
→ U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••Registered adviserregistration: previous registration
Mar 14, 2023 to Sep 23, 2025factForm ADV
→ D••••• F•••••••• P••••••• A•••••••Registered adviserregistration: previous registration
Feb 15, 2021 to Jul 5, 2023factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••

Dated events

Occurred
Sep 23, 2025
Advisor changed firm
E•••• J•••• W•••••• left U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• for C••• L•• (registered 2025-09-08)
Form ADVobserved 7 days ago
Occurred
Jul 5, 2023
Advisor changed firm
E•••• J•••• W•••••• left D••••• F•••••••• P••••••• A••••••• for U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• (registered 2023-03-14)
Form ADVobserved 7 days ago
Occurred
Mar 27, 2023
Advisor changed firm
E•••• J•••• W•••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for D••••• F•••••••• P••••••• A••••••• (registered 2020-12-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d97ff156-389f-c25a-c0b4-83dfa3f1214c
First observed: Aug 9, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.