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RIA / WealthAdvisor26 years in industry

Eric Andre Pettus

Advisor at PETTUS & DAWKINS FINANCIAL GROUP, LLC

MIAMI, FL

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Search this name across graphsid dfx:ria:d4898ddc-e362-8ce4-3c6b-9b2b429ff172

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 29, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PETTUS & DAWKINS FINANCIAL GROUP, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 28, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Sep 28, 1999
First registration: Jan 29, 2001
Dual registered: no
Other names: ERIC A PETTUS|ERIC PETTUS|ERIC A PETTUS
IAPD individual key: 2940309

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PETTUS & DAWKINS FINANCIAL GROUP, LLC	State registered	May 16, 2022	n/a	yes	MIAMI, FL	Current employment
KOVACK ADVISORS, INC.	Bd affiliated wealth	Jul 2, 2020	Dec 31, 2021	no	Miami, FL\|FT. LAUDERDALE, FL	Previous registration
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Mar 28, 2007	Apr 21, 2020	no	HOUSTON, TX\|Miami, FL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 29, 2001	Mar 16, 2007	no	MIAMI BEACH, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KOVACK ADVISORS, INC.	PETTUS & DAWKINS FINANCIAL GROUP, LLC	Dec 31, 2021	May 16, 2022	136	Firm change	Ibd to state RIA
NEXT FINANCIAL GROUP, INC.	KOVACK ADVISORS, INC.	Apr 21, 2020	Jul 2, 2020	72	Firm change	Ibd to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	NEXT FINANCIAL GROUP, INC.	Mar 16, 2007	Mar 28, 2007	12	Firm change	Other

Relationships

Registered with (4)

→ PETTUS & DAWKINS FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
May 16, 2022 to presentfactForm ADV
→ KOVACK ADVISORS, INC.Registered adviserregistration: previous registration
Jul 2, 2020 to Dec 31, 2021factForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Mar 28, 2007 to Apr 21, 2020factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jan 29, 2001 to Mar 16, 2007factForm ADV

Dated events

No dated event names this entity yet.