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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

KRISTIE L PASSAVANT

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Huntsville, AL | Harvest, AL

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Search this name across graphsid dfx:ria:d49c6a5f-4641-5af8-e8fd-77aa2a059466

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Sep 15, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 18, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 6
Exams: S63|S66
First exam: Jan 18, 2002
First registration: Sep 15, 2003
Dual registered: yes, broker-dealer
Other names: KRISTIE MITCHELL|KRISTIE L MITCHELL
IAPD individual key: 4133692

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 11, 2021	n/a	yes	Huntsville, AL\|Harvest, AL	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Dec 2, 2019	Nov 16, 2020	no	HUNTSVILLE, AL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 14, 2018	Nov 22, 2019	no	FAYETTEVILLE, TN\|HUNTSVILLE, AL	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Feb 26, 2015	Feb 20, 2018	no	MURFREESBORO, TN\|HUNTSVILLE, AL\|FAYETTEVILLE, TN\|FAYETTEVILLE, TN\|APPLETON, WI	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 11, 2013	Mar 2, 2015	no	HUNTSVILLE, AL\|HUNTSVILLE, AL\|MERIDIANVILLE, AL\|SAN DIEGO, CA\|HUNTSVILLE, AL\|HUNTSVILLE, AL\|MERIDIANVILLE, AL	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Nov 14, 2003	Nov 6, 2013	no	HUNTSVILLE, AL\|HUNTSVILLE, AL	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Sep 15, 2003	Nov 28, 2003	no	HUNTSVILLE, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Nov 16, 2020	Jan 11, 2021	56	Firm change	Ibd to ibd
LPL FINANCIAL LLC	CETERA INVESTMENT ADVISERS LLC	Nov 22, 2019	Dec 2, 2019	10	Firm change	Ibd to ibd
INVEST FINANCIAL CORPORATION	LPL FINANCIAL LLC	Feb 20, 2018	Feb 14, 2018	-6	Bulk transfer	Other
LPL FINANCIAL LLC	INVEST FINANCIAL CORPORATION	Mar 2, 2015	Feb 26, 2015	-4	Firm change	Other
CETERA INVESTMENT SERVICES LLC	LPL FINANCIAL LLC	Nov 6, 2013	Nov 11, 2013	5	Firm change	Other
CETERA ADVISOR NETWORKS LLC	CETERA INVESTMENT SERVICES LLC	Nov 28, 2003	Nov 14, 2003	-14	Firm change	Other

Relationships

Registered with (6)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Jan 11, 2021 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Dec 2, 2019 to Nov 16, 2020factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 14, 2018 to Nov 22, 2019factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Feb 26, 2015 to Feb 20, 2018factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Nov 14, 2003 to Nov 6, 2013factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Sep 15, 2003 to Nov 28, 2003factForm ADV

Dated events

No dated event names this entity yet.