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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)32 years in industry

MICHAEL EDWARD CHADWICK

Advisor at FISCAL WISDOM WEALTH MANAGEMENT LLC

CANTON, CT | Watertown, CT | Thomaston, CT | Canton, CT

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Search this name across graphsid dfx:ria:d4b59507-48b9-f2be-9d55-973fddf21efa

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jan 10, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FISCAL WISDOM WEALTH MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 2
Registered states: 7
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S65|S63
First exam: Jan 13, 1999
First registration: Jan 10, 2002
Dual registered: yes, broker-dealer
Other names: MIKE CHADWICK
IAPD individual key: 2538140

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FISCAL WISDOM WEALTH MANAGEMENT LLC	Independent wealth	Jun 12, 2019	n/a	yes	CANTON, CT\|Canton, CT	Current employment
CHADWICK FINANCIAL ADVISORS, LLC	State registered	May 8, 2019	n/a	yes	Canton, CT\|Thomaston, CT\|Watertown, CT	Current employment
CLARAPHI ADVISORY NETWORK, LLC	Independent wealth	Aug 8, 2019	Jul 29, 2020	no	Unionville, CT\|Canton, CT	Previous registration
THE PUTNEY FINANCIAL GROUP LLC	Independent wealth	May 8, 2019	Jun 3, 2019	no	Unionville, CT\|SAN RAFAEL, CA	Previous registration
PORTSMOUTH FINANCIAL SERVICES	n/a	May 7, 2019	May 21, 2019	no	Thomaston, CT\|SAN FRANCISCO, CA\|Canton, CT\|SAN FRANCISCO, CA	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Mar 28, 2005	Jun 4, 2019	no	UNIONVILLE, CT	Previous registration
CAMBRIDGE INVESTMENT RESEARCH, INC.	n/a	Mar 15, 2005	Mar 28, 2005	no	UNIONVILLE, CT\|Thomaston, CT\|MANLIUS, NY	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Jan 10, 2002	Mar 18, 2005	no	FARMINGTON, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CLARAPHI ADVISORY NETWORK, LLC	n/a	Jul 29, 2020	n/a	n/a	Departure no registered destination	Departure
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	PORTSMOUTH FINANCIAL SERVICES	Jun 4, 2019	May 7, 2019	-28	Firm change	Other
THE PUTNEY FINANCIAL GROUP LLC	CHADWICK FINANCIAL ADVISORS, LLC	Jun 3, 2019	May 8, 2019	-26	Firm change	RIA to state RIA
PORTSMOUTH FINANCIAL SERVICES	THE PUTNEY FINANCIAL GROUP LLC	May 21, 2019	May 8, 2019	-13	Firm change	Other
CAMBRIDGE INVESTMENT RESEARCH, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Mar 28, 2005	Mar 28, 2005	0	Bulk transfer	Other
PARK AVENUE SECURITIES LLC	CAMBRIDGE INVESTMENT RESEARCH, INC.	Mar 18, 2005	Mar 15, 2005	-3	Firm change	Other

Relationships

Registered with (8)

→ FISCAL WISDOM WEALTH MANAGEMENT LLCRegistered adviserregistration: current employment
Jun 12, 2019 to presentfactForm ADV
→ CHADWICK FINANCIAL ADVISORS, LLCRegistered adviserregistration: current employment
May 8, 2019 to presentfactForm ADV
→ CLARAPHI ADVISORY NETWORK, LLCRegistered adviserregistration: previous registration
Aug 8, 2019 to Jul 29, 2020factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Mar 28, 2005 to Jun 4, 2019factForm ADV
→ THE PUTNEY FINANCIAL GROUP LLCRegistered adviserregistration: previous registration
May 8, 2019 to Jun 3, 2019factForm ADV
→ PORTSMOUTH FINANCIAL SERVICESRegistered adviserregistration: previous registration
May 7, 2019 to May 21, 2019factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH, INC.Registered adviserregistration: previous registration
Mar 15, 2005 to Mar 28, 2005factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Jan 10, 2002 to Mar 18, 2005factForm ADV

Dated events

No dated event names this entity yet.