DFX Intelligence

C••••••••• M•••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

C••••••••• M•••••• P•••••

Advisor at C•••••• I••••••••• A•••••••• L••

ATLANTA, GA | Greenwood Village, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d4b6e1a9-88d6-9920-68e8-b19da60c54af

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 10, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• I••••••••• A•••••••• L••	Independent wealth	Mar 18, 2019	n/a	yes	ATLANTA, GA\|Greenwood Village, CO	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Oct 3, 2017	Mar 15, 2019	no	DENVER, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	C•••••• I••••••••• A•••••••• L••	Mar 15, 2019	Mar 18, 2019	3	Firm change	Wirehouse to RIA
C•••••• S••••• • C••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Sep 15, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:158055:CO:2019-03-15	Mar 15, 2019	Mar 18, 2019	DENVER, CO	Firm change

Relationships

Registered with (3)

→ C•••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Mar 18, 2019 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 3, 2017 to Mar 15, 2019factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jun 10, 2011 to Sep 15, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d4b6e1a9-88d6-9920-68e8-b19da60c54af
First observed: Jun 10, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.