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Advisor at SUPREME ALLIANCE LLC
CHARLOTTE, NC | Alamo, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SUPREME ALLIANCE LLC | Independent wealth | Jan 1, 2025 | n/a | yes | CHARLOTTE, NC|Alamo, CA|CHARLOTTE, NC | Current employment |
| INFINITY FINANCIAL SERVICES | n/a | Nov 11, 2016 | Apr 9, 2019 | no | OAKLAND, CA|OAKLAND, CA|Oakland, CA | Previous registration |
| SCF INVESTMENT ADVISORS, INC. | Former SEC adviser | Dec 9, 2015 | Nov 7, 2016 | no | Alamo, CA|SAN DIEGO, CA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | May 20, 2005 | Dec 2, 2015 | no | ALAMO, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 20, 1997 | May 24, 2005 | no | OAKLAND, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INFINITY FINANCIAL SERVICES | SUPREME ALLIANCE LLC | Apr 9, 2019 | Jan 1, 2025 | 2,094 | Firm change after gap | Other |
| SCF INVESTMENT ADVISORS, INC. | INFINITY FINANCIAL SERVICES | Nov 7, 2016 | Nov 11, 2016 | 4 | Firm change | Other |
| LPL FINANCIAL LLC | SCF INVESTMENT ADVISORS, INC. | Dec 2, 2015 | Dec 9, 2015 | 7 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | LPL FINANCIAL LLC | May 24, 2005 | May 20, 2005 | -4 | Firm change | Other |