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J•••• R••••• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant28 years in industry

J•••• R••••• C•••

Advisor at M••••••

Memphis, TN

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Search this name across graphsid dfx:ria:d4d373eb-baf7-4af6-39dc-f7571d4c3338

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 14, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 8, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Feb 14, 2023	n/a	yes	Memphis, TN	Current employment
F•••• H•••••• A•••••••• I••	Former SEC adviser	Aug 9, 2017	Feb 2, 2023	no	COLLIERVILLE, TN\|MEMPHIS, TN\|MEMPHIS, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• H•••••• A•••••••• I••	M••••••	Feb 2, 2023	Feb 14, 2023	12	Firm change	RIA to ibd
B•• F•••••••• A•••••••	F•••• H•••••• A•••••••• I••	Aug 15, 2017	Aug 9, 2017

Relationships

Registered with (3)

→ M••••••Registered adviserregistration: current employment
Feb 14, 2023 to presentfactForm ADV
→ F•••• H•••••• A•••••••• I••Registered adviserregistration: previous registration
Aug 9, 2017 to Feb 2, 2023factForm ADV
→ B•• F•••••••• A•••••••Registered adviserregistration: previous registration
Sep 6, 2006 to Aug 15, 2017factForm ADV

Dated events

Occurred
Feb 2, 2023
Advisor changed firm
J•••• R••••• C••• left F•••• H•••••• A•••••••• I•• for Mariner (registered 2023-02-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d4d373eb-baf7-4af6-39dc-f7571d4c3338
First observed: Feb 14, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.