DFX Intelligence
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Reading the graph
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Advisor at W•••• F•••• A•••••••
DOTHAN, AL | BIRMINGHAM, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | Wirehouse | Oct 14, 2021 | n/a | yes | BIRMINGHAM, AL|DOTHAN, AL|DOTHAN, AL|DOTHAN, AL | Current employment |
| P•• M•••••• A•••••• S••••••••• I••• | Former SEC adviser | Jul 10, 2013 | Aug 17, 2021 | no | DOTHAN, AL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•• M•••••• A•••••• S••••••••• I••• | W•••• F•••• A••••••• | Aug 17, 2021 | Oct 14, 2021 | 58 | Firm change | Ibd to wirehouse |
| B••• I••••••••• S•••••••• I••• | P•• M•••••• A•••••• S••••••••• I••• | Jun 24, 2013 | Jul 10, 2013 |
| B••• I••••••••• S•••••••• I••• | Former SEC adviser | Jul 15, 2010 | Jun 24, 2013 | no | DESTIN, FL|BRUNDIDGE, AL|OZARK, AL|ENTERPRISE, AL|TROY, AL|EUFAULA, AL|CHARLOTTE, NC|DOTHAN, AL | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Jul 8, 2008 | Jul 9, 2010 | no | DOTHAN, AL | Previous registration |
| 16 |
| Firm change |
| Other |
| W•••• F•••• A••••••• | B••• I••••••••• S•••••••• I••• | Jul 9, 2010 | Jul 15, 2010 | 6 | Firm change | Wirehouse to new firm |