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RIA / WealthAdvisor28 years in industry

PAUL STEVEN PLEMENOS

Advisor at MRA ADVISORY GROUP

SARASOTA, FL | Parsippany, NJ

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Search this name across graphsid dfx:ria:d4e48980-7f94-d7c8-e62c-5013a1d0ec1e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 19, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MRA ADVISORY GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 7, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Oct 7, 1997
First registration: Jun 19, 2002
Dual registered: no
IAPD individual key: 2193190

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MRA ADVISORY GROUP	Independent wealth	Oct 3, 2018	n/a	yes	SARASOTA, FL\|Parsippany, NJ	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 24, 2015	Jun 2, 2017	no	PARSIPPANY, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 25, 2010	Jul 7, 2015	no	SPARTA, NJ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	May 5, 2003	Jun 28, 2010	no	MORRISTOWN, NJ\|MOUNTAIN LAKES, NJ\|FLORHAM PARK, NJ\|MORRISTOWN, NJ	Previous registration
MORGAN STANLEY DW INC.	n/a	Jun 19, 2002	May 6, 2003	no	ROCKAWAY, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	MRA ADVISORY GROUP	Jun 2, 2017	Oct 3, 2018	488	Firm change after gap	Ibd to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	AMERIPRISE FINANCIAL SERVICES, LLC	Jul 7, 2015	Jul 24, 2015	17	Firm change	Wirehouse to ibd
WELLS FARGO ADVISORS	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jun 28, 2010	Jun 25, 2010	-3	Firm change	Wirehouse to wirehouse
MORGAN STANLEY DW INC.	WELLS FARGO ADVISORS	May 6, 2003	May 5, 2003	-1	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6363:287933:NJ:2017-05-26	Jun 2, 2017	Oct 3, 2018	PARSIPPANY, NJ	Firm change after gap

Relationships

Registered with (5)

→ MRA ADVISORY GROUPRegistered adviserregistration: current employment
Oct 3, 2018 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jul 24, 2015 to Jun 2, 2017factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 25, 2010 to Jul 7, 2015factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 5, 2003 to Jun 28, 2010factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jun 19, 2002 to May 6, 2003factForm ADV

Dated events

No dated event names this entity yet.