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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

JAKE NORMAN SPRUIELL

Advisor at CETERA INVESTMENT ADVISERS LLC

SAN ANTONIO, TX | LAREDO, TX

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Search this name across graphsid dfx:ria:d50e2253-9c7c-d155-cd1c-c161aeea05c7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Oct 9, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 4, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Dec 4, 1998
First registration: Oct 9, 2002
Dual registered: yes, broker-dealer
Other names: JAKE NORMAN SPRUIELL
IAPD individual key: 3145657

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 6, 2024	n/a	yes	LAREDO, TX\|SAN ANTONIO, TX	Current employment
PNC MANAGED ACCOUNT SOLUTIONS, INC.	Former SEC adviser	Jan 13, 2022	Nov 22, 2023	no	Laredo, TX	Previous registration
PNC MANAGED ACCOUNT SOLUTIONS, INC.	Former SEC adviser	Sep 15, 2021	Dec 31, 2021	no	Laredo, TX	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Aug 19, 2021	Jun 7, 2024	no	EAGLE PASS, TX\|EAGLE PASS, TX\|LAREDO, TX\|LAREDO, TX\|LAREDO, TX	Previous registration
PNC MANAGED ACCOUNT SOLUTIONS, INC.	Former SEC adviser	Oct 15, 2010	Aug 17, 2021	no	HOUSTON, TX\|HOUSTON, TX\|LAREDO, TX	Previous registration
ST JOHNS WEALTH MANAGEMENT	n/a	Sep 17, 2010	Oct 15, 2010	no	LAREDO, TX	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Oct 15, 2003	May 11, 2010	no	LAREDO, TX\|LAREDO, TX	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Oct 9, 2002	Oct 14, 2003	no	LAREDO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PNC WEALTH MANAGEMENT	PNC MANAGED ACCOUNT SOLUTIONS, INC.	Jun 7, 2024	Sep 15, 2021	-996	Firm change after gap	Ibd to ibd
PNC MANAGED ACCOUNT SOLUTIONS, INC.	CETERA INVESTMENT ADVISERS LLC	Nov 22, 2023	Jun 6, 2024	197	Firm change	RIA to ibd
PNC MANAGED ACCOUNT SOLUTIONS, INC.	PNC WEALTH MANAGEMENT	Aug 17, 2021	Aug 19, 2021	2	Bulk transfer	Ibd to ibd
ST JOHNS WEALTH MANAGEMENT	PNC MANAGED ACCOUNT SOLUTIONS, INC.	Oct 15, 2010	Oct 15, 2010	0	Bulk transfer	Other
WELLS FARGO INVESTMENTS, LLC	ST JOHNS WEALTH MANAGEMENT	May 11, 2010	Sep 17, 2010	129	Firm change	Other
A. G. EDWARDS & SONS, INC.	WELLS FARGO INVESTMENTS, LLC	Oct 14, 2003	Oct 15, 2003	1	Firm change	Other

Relationships

Registered with (6)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jun 6, 2024 to presentfactForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Aug 19, 2021 to Jun 7, 2024factForm ADV
→ PNC MANAGED ACCOUNT SOLUTIONS, INC.Registered adviserregistration: previous registration
Jan 13, 2022 to Nov 22, 2023factForm ADV
→ ST JOHNS WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Sep 17, 2010 to Oct 15, 2010factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Oct 15, 2003 to May 11, 2010factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Oct 9, 2002 to Oct 14, 2003factForm ADV

Dated events

Occurred
Jun 7, 2024
Advisor changed firm
Jake Norman Spruiell left Pnc Wealth Management for Pnc Managed Account Solutions, Inc. (registered 2021-09-15)
Form ADVobserved 5 days ago
Occurred
Nov 22, 2023
Advisor changed firm
Jake Norman Spruiell left Pnc Managed Account Solutions, Inc. for Cetera Investment Advisers Llc (registered 2024-06-06)
Form ADVobserved 5 days ago