DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jake Norman Spruiell

Cetera Investment Advisers LLCBD affiliatedSan Antonio, Tx dual registrantIAPD 3145657

Feed of 09/15/2026

Also filed as Jake Norman Spruiell

At current firm

2 y

since Jun 6, 2024

In the industry

27 y

since Dec 4, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cetera Investment Advisers LLC BD affiliated current
since Jun 6, 2024 · Laredo, Tx
Pnc Managed Account Solutions, Inc. former
Jan 13, 2022 to Nov 22, 2023 · Laredo, Tx
Pnc Managed Account Solutions, Inc. former
Sep 15, 2021 to Dec 31, 2021 · Laredo, Tx
Pnc Wealth Management BD affiliated
Aug 19, 2021 to Jun 7, 2024 · Eagle Pass, Tx
Pnc Managed Account Solutions, Inc. former
Oct 15, 2010 to Aug 17, 2021 · Houston, Tx
St Johns Wealth Management unclassified
Sep 17, 2010 to Oct 15, 2010 · Laredo, Tx
Wells Fargo Investments, LLC unclassified
Oct 15, 2003 to May 11, 2010 · Laredo, Tx
A. G. Edwards & Sons, Inc. unclassified
Oct 9, 2002 to Oct 14, 2003 · Laredo, Tx

Moves

a registration end followed by a registration begin elsewhere

Pnc Wealth Management to Pnc Managed Account Solutions, Inc.
left Jun 7, 2024, registered Sep 15, 2021 (-996 days) · Affiliated broker-dealer or bank to another
Pnc Managed Account Solutions, Inc. to Cetera Investment Advisers LLC
left Nov 22, 2023, registered Jun 6, 2024 (197 days) · RIA to affiliated broker-dealer or bank
Pnc Managed Account Solutions, Inc. to Pnc Wealth Management
left Aug 17, 2021, registered Aug 19, 2021 (2 days) · corporate re-registration, not a move
St Johns Wealth Management to Pnc Managed Account Solutions, Inc.
left Oct 15, 2010, registered Oct 15, 2010 (0 days) · corporate re-registration, not a move
Wells Fargo Investments, LLC to St Johns Wealth Management
left May 11, 2010, registered Sep 17, 2010 (129 days) · Other
A. G. Edwards & Sons, Inc. to Wells Fargo Investments, LLC
left Oct 14, 2003, registered Oct 15, 2003 (1 days) · Other

Signals

Jake Norman Spruiell left Pnc Wealth Management for Pnc Managed Account Solutions, Inc. (registered 2021-09-15)
Jun 7, 2024 · Advisor changed firm · fact
Jake Norman Spruiell left Pnc Managed Account Solutions, Inc. for Cetera Investment Advisers Llc (registered 2024-06-06)
Nov 22, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address