DFX Intelligence

B•••• W••••• S••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant22 years in industry

B•••• W••••• S••

Advisor at G•••••• H••••• A•••••••• I•••

HOUSTON, TX

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Search this name across graphsid dfx:ria:d5206f5c-3bdf-7ca5-4d7e-fa708493a828

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Apr 29, 2004 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

B•••• W• S••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••• H••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 3, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••• H••••• A•••••••• I•••	Independent wealth	May 5, 2015	n/a	yes	HOUSTON, TX	Current employment
L••• S••••• A•••••••• L••	Former SEC adviser	Apr 4, 2014	Dec 31, 2015	no	HOUSTON, TX\|Houston, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••• S••••• A•••••••• L••	G•••••• H••••• A•••••••• I•••	Dec 31, 2015	May 5, 2015	-240	Firm change after gap	Other
E•••••••• A•••••••• L••	L••• S••••• A•••••••• L••	Jan 6, 2014	Apr 4, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
167610:179523:TX:2015-12-31	Dec 31, 2015	May 5, 2015	HOUSTON, TX	Firm change after gap

Relationships

Registered with (3)

→ G•••••• H••••• A•••••••• I•••Registered adviserregistration: current employment
May 5, 2015 to presentfactForm ADV
→ L••• S••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 4, 2014 to Dec 31, 2015factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 29, 2004 to Jan 6, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d5206f5c-3bdf-7ca5-4d7e-fa708493a828
First observed: Apr 29, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.