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RIA / WealthAdvisorCertified Financial Planner32 years in industry

KELLY MICHAEL KUENNEN

Advisor at ELLSWORTH ADVISORS, LLC

HUDSON, OH

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Search this name across graphsid dfx:ria:d5228a4a-e9fa-5ba7-c836-83e81e3dc77b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 1
Observed: Sep 18, 1999 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Kelly Michael Kuennen

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ELLSWORTH ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 21, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Jul 21, 1994
First registration: Sep 18, 1999
Dual registered: no
IAPD individual key: 2346668

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ELLSWORTH ADVISORS, LLC	Independent wealth	Sep 25, 2018	n/a	yes	HUDSON, OH	Current employment
STRATOS WEALTH PARTNERS, LTD	Bd affiliated wealth	Jan 9, 2015	Sep 14, 2018	no	HUDSON, OH\|HUDSON, OH	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 9, 2015	Sep 21, 2018	no	HUDSON, OH\|BEACHWOOD, OH\|FAIRLAWN, OH\|CANFIELD, OH\|HUBBARD, OH\|HUDSON, OH\|CORTLAND, OH\|BROOKFIELD, OH	Previous registration
MORGAN STANLEY	Wirehouse	Sep 28, 2009	Jan 23, 2015	no	Akron, OH\|BEACHWOOD, OH\|HUDSON, OH	Previous registration
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Jan 2, 2004	Oct 5, 2009	no	CLEVELAND, OH\|CLEVELAND, OH	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 18, 1999	Feb 6, 2004	no	CLEVELAND, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	ELLSWORTH ADVISORS, LLC	Sep 21, 2018	Sep 25, 2018	4	Firm change	RIA to new firm
STRATOS WEALTH PARTNERS, LTD	LPL FINANCIAL LLC	Sep 14, 2018	Jan 9, 2015	-1,344	Firm change after gap	Other
MORGAN STANLEY	STRATOS WEALTH PARTNERS, LTD	Jan 23, 2015	Jan 9, 2015	-14	Firm change	Other
ROBERT W. BAIRD & CO. INCORPORATED	MORGAN STANLEY	Oct 5, 2009	Sep 28, 2009	-7	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	ROBERT W. BAIRD & CO. INCORPORATED	Feb 6, 2004	Jan 2, 2004	-35	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149777:153184:OH:2015-01-20	Jan 23, 2015	Jan 9, 2015	HUDSON, OH	Firm change

Relationships

Registered with (6)

→ ELLSWORTH ADVISORS, LLCRegistered adviserregistration: current employment
Sep 25, 2018 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 9, 2015 to Sep 21, 2018factForm ADV
→ STRATOS WEALTH PARTNERS, LTDRegistered adviserregistration: previous registration
Jan 9, 2015 to Sep 14, 2018factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Sep 28, 2009 to Jan 23, 2015factForm ADV
→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: previous registration
Jan 2, 2004 to Oct 5, 2009factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Sep 18, 1999 to Feb 6, 2004factForm ADV

Dated events

No dated event names this entity yet.