DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••
Phoenix, AZ | Goodyear, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | Jul 11, 2025 | n/a | yes | Goodyear, AZ|Phoenix, AZ | Current employment |
| P•••• W••••• A••••••• L•• | Independent wealth | Jan 30, 2024 | Dec 17, 2025 | no | WINDERMERE, FL|Phoenix, AZ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••• W••••• A••••••• L•• | C•••••••• I••••••••• R••••••• A•••••••• I••• | Dec 17, 2025 | Jul 11, 2025 | -159 | Firm change after gap | RIA to ibd |
| C••••• I••••••••• A••••••• L•• | P•••• W••••• A••••••• L•• | Dec 5, 2023 | Jan 30, 2024 |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Sep 26, 2019 | Dec 5, 2023 | no | PHOENIX, AZ|PHOENIX, AZ | Previous registration |
| A•••••• A••••••• S••••••• | Former SEC adviser | Feb 8, 2018 | Oct 4, 2019 | no | Phoenix, AZ | Previous registration |
| M•• F•••••••• S•••••••• I••• | Bd affiliated wealth | Mar 22, 2012 | Sep 26, 2017 | no | GLENDALE, AZ|GLENDALE, AZ|Queen Creek, AZ | Previous registration |
| 56 |
| Firm change |
| Ibd to RIA |
| A•••••• A••••••• S••••••• | C••••• I••••••••• A••••••• L•• | Oct 4, 2019 | Sep 26, 2019 | -8 | Firm change | Ibd to ibd |
| M•• F•••••••• S•••••••• I••• | A•••••• A••••••• S••••••• | Sep 26, 2017 | Feb 8, 2018 | 135 | Firm change | Other |