DFX Intelligence

K•••••• A•• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analystdual registered (broker-dealer)15 years in industry

K•••••• A•• L••••••

Advisor at W•••••• W••••• M••••••••• L••

Edwards, CO

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Search this name across graphsid dfx:ria:d57b1d89-193e-d9a5-9d43-f2818f654838

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 24, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 23, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• W••••• M••••••••• L••	Independent wealth	Oct 16, 2023	n/a	yes	Edwards, CO	Current employment
G•• W••••• S••••••••• G••••• L••	Former SEC adviser	Jan 2, 2018	Oct 16, 2023	no	Greenwood Village, CO\|CENTENNIAL, CO\|Edwards, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•• W••••• S••••••••• G••••• L••	W•••••• W••••• M••••••••• L••	Oct 16, 2023	Oct 16, 2023	0	Firm change	RIA to RIA
U•• F•••••••• S••••••• I•••	G•• W••••• S••••••••• G••••• L••	Oct 8, 2012	Jan 2, 2018

Relationships

Registered with (3)

→ W•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Oct 16, 2023 to presentfactForm ADV
→ G•• W••••• S••••••••• G••••• L••Registered adviserregistration: previous registration
Jan 2, 2018 to Oct 16, 2023factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Nov 24, 2010 to Oct 8, 2012factForm ADV

Dated events

Occurred
Oct 16, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d57b1d89-193e-d9a5-9d43-f2818f654838
First observed: Nov 24, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.