RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• A•• L••••••
- W•••••• W••••• M••••••••• L•• independent RIA currentsince Oct 16, 2023 · Edwards, Co
- G•• W••••• S••••••••• G••••• L•• formerJan 2, 2018 to Oct 16, 2023 · Greenwood Village, Co
- U•• F•••••••• S••••••• I••• wirehouseNov 24, 2010 to Oct 8, 2012 · San Francisco, Ca
- G•• W••••• S••••••••• G••••• L•• to W•••••• W••••• M••••••••• L••left Oct 16, 2023, registered Oct 16, 2023 (0 days) · RIA to RIA
- U•• F•••••••• S••••••• I••• to G•• W••••• S••••••••• G••••• L••left Oct 8, 2012, registered Jan 2, 2018 (1912 days) · Other
- K•••••• A•• L•••••• left G•• W••••• S••••••••• G••••• L•• for W•••••• W••••• M••••••••• L•• (registered 2023-10-16)Oct 16, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address