DFX Intelligence

H••• S••••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

H••• S••••••• T•••••

Advisor at S••••••••• W•••••

Memphis, TN | SUMMIT, NJ

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Search this name across graphsid dfx:ria:d5810393-6eaa-3a3e-6471-90444b485d02

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 3, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• W•••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• W•••••	Mixed wealth	Nov 5, 2025	n/a	yes	Memphis, TN\|SUMMIT, NJ	Current employment
T••••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Oct 17, 2018	Mar 5, 2020	no	MEMPHIS, TN\|AMERICAN FORK, UT\|MEMPHIS, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• F•••••••• A•••••••• L••	S••••••••• W•••••	Mar 5, 2020	Nov 5, 2025	2,071	Firm change after gap	Ibd to RIA
V••••• C•••••• M••••••••• L••	T••••••••• F•••••••• A•••••••• L••	Sep 17, 2018	Oct 17, 2018

Relationships

Registered with (5)

→ S••••••••• W•••••Registered adviserregistration: current employment
Nov 5, 2025 to presentfactForm ADV
→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 17, 2018 to Mar 5, 2020factForm ADV
→ V••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 24, 2016 to Sep 17, 2018factForm ADV
→ L•• F•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d5810393-6eaa-3a3e-6471-90444b485d02
First observed: Jan 3, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.