RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- S••••••••• W••••• mixed wealth currentsince Nov 5, 2025 · Memphis, Tn
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedOct 17, 2018 to Mar 5, 2020 · Memphis, Tn
- V••••• C•••••• M••••••••• L•• independent RIAOct 24, 2016 to Sep 17, 2018 · Memphis, Tn
- L•• F•••••••• L•• BD affiliatedOct 3, 2008 to Nov 21, 2016 · Memphis, Tn
- W•••• F•••• A••••••• wirehouseJan 3, 2001 to Oct 2, 2008 · Southaven, Ms
- T••••••••• F•••••••• A•••••••• L•• to S••••••••• W•••••left Mar 5, 2020, registered Nov 5, 2025 (2071 days) · Affiliated broker-dealer or bank to independent RIA
- V••••• C•••••• M••••••••• L•• to T••••••••• F•••••••• A•••••••• L••left Sep 17, 2018, registered Oct 17, 2018 (30 days) · RIA to affiliated broker-dealer or bank
- L•• F•••••••• L•• to V••••• C•••••• M••••••••• L••left Nov 21, 2016, registered Oct 24, 2016 (-28 days) · Other
- W•••• F•••• A••••••• to L•• F•••••••• L••left Oct 2, 2008, registered Oct 3, 2008 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address