DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Brian Allen Hall

Cetera Investment Advisers LLCBD affiliatedFort Smith, Ar IA-onlyIAPD 7223727

Personal Financial Specialist

Feed of 09/14/2026

Also filed as Brian Hall

At current firm

1 y

since Sep 7, 2025

In the industry

10 y

since Nov 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cetera Investment Advisers LLC BD affiliated current
since Sep 7, 2025 · Fort Smith, Ar
Avantax Advisory Services former
Jan 27, 2023 to Sep 8, 2025 · Dallas, Tx
Financial Independence Advisors, LLC independent RIA
Apr 7, 2022 to Jan 4, 2023 · Jacksonville, Fl
Gunn & Company Investment Management, Inc. independent RIA
Mar 16, 2020 to Oct 4, 2022 · Jacksonville, Fl

Moves

a registration end followed by a registration begin elsewhere

Avantax Advisory Services to Cetera Investment Advisers LLC
left Sep 8, 2025, registered Sep 7, 2025 (-1 days) · corporate re-registration, not a move
Financial Independence Advisors, LLC to Avantax Advisory Services
left Jan 4, 2023, registered Jan 27, 2023 (23 days) · RIA to affiliated broker-dealer or bank
Gunn & Company Investment Management, Inc. to Financial Independence Advisors, LLC
left Oct 4, 2022, registered Apr 7, 2022 (-180 days) · RIA to RIA · moved with a team

Signals

Brian Allen Hall left Financial Independence Advisors, Llc for Avantax Advisory Services (registered 2023-01-27)
Jan 4, 2023 · Advisor changed firm · fact
Brian Allen Hall left Gunn & Company Investment Management, Inc. for Financial Independence Advisors, Llc (registered 2022-04-07)
Oct 4, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address